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Iteru [2.4K]
2 years ago
14

An agent of a broker-dealer is opening a new client account. The agent has completed the new account application and the suitabi

lity determination. The customer has an investment objective of safety of principal and income. The agent makes an initial recommendation of a conservative blue chip stock with a track record of paying a consistent cash dividend. The customer accepts the recommendation. When must the commission charged on the transaction be disclosed to the customer?A. At the time that the order is placedB. At the time when the order is filledC. At the time when the account is openingD. On the confirmation of the transaction
Social Studies
1 answer:
KIM [24]2 years ago
4 0

Answer:

option D. On the confirmation of the transaction

Explanation:

in business transaction, there is no rule or requirement  for disclosure of the  commission charged to customers at the time of the trade or at the time of account opening. it is only after the confirmation of the transaction  can it be disclosed. that is,  the only requirement is that the commission be disclosed on the trade confirmation. Also remember that any commission charged must be "fair and reasonable."

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A psychology instructor studying the effects of the order of test items on test scores gave half the class a test in which the i
arsen [322]

Answer: order of test items

Explanation: An independent variable is a variable that is specifically manipulated by a researcher to investigate whether it consequently brings about change in another variable. The other variable, which is measured and predicted to be dependent upon the independent variable, is known as the dependent variable.

In the experiment above, the independent variable is the order or arrangement of the test items. The instructor gave two sets of order to two groups of students to study effect of the order on test scores. The effect on the test scores may be dependent on the order the tests were arranged.

8 0
2 years ago
Thursday night your favorite artist is preforming for FREE at your favorite local venue. Friday at school you have your first EC
forsale [732]

Answer:

The opportunity cost is the value of the Free ticket fee, the pleasure you would derive from going to your favorite venue, and the joy in seeing your favorite artist.

Explanation:

Opportunity cost is defined as the value or benefit of the forgone alternative in the course of making a decision. In this case, you are either faced with enjoying yourself at the event where your best artist will be performing at your favorite venue and at no cost and then performing badly on your ECON test on Friday, or sit back and study on Thursday so you can pass your test and then forget the event. Hence once you choose to study, the opportunity cost is the value of the ticket fee, the pleasure you would derive from going to your favorite venue, and seeing your favorite artist. Missing an autograph from your favorite artist can also be considered part of the opportunity cost.

6 0
2 years ago
Which type of liability does a principal have when it authorizes an agent to engage in an act and the agent intentionally or uni
SashulF [63]

Answer:

Agent misrepresentation

Explanation:

This is when the agent makes a false statement that resulted in formation of contract and later as the contract was based on false statement or misrepresentation of facts, the party of contract will suffer damages. These damages must be compensated by the principal as it is due to agent's misrepresentation of facts who is acting in the best interest of the principal. The principal pay these types of liabilities if the agent has been authorized to act and the damages to the party to contract will be compensated by the principal.

7 0
2 years ago
There is a design methodology called rapid prototyping, which has been used successfully in software engineering. Given similari
Juliette [100K]

Answer: This is not plagiarism

Which of the following is true for the Student Version?

Word-for-Word plagiarism

Paraphrasing plagiarism

This is not plagiarism

Explanation:

Plagiarism is the use of a published work without attributing credit to the author. Word-for-word plagiarism is when a body of text is copied from the original work and made to seem like one's work.

Paraphrasing Plagiarism rewrites the text by substituting words with their synonyms but it still has the same information as the original text.

In this question, the student's version is different from the original text. The student argues for the efficiency of rapid prototyping while the original text explains why it is a possible design methodology for instructional design. What they both have in common is that they mention how successful rapid prototyping has been in software design.

7 0
2 years ago
Taylor, an employee of Datacell Corp., is dissatisfied with his job as a software engineer. He finds the work monotonous and tir
Vlad1618 [11]

Answer:

Continuance commitment

Explanation:

Organizational commitment

This is simply known as is need or desire of an employee to want to remain a member of the organization. Organizational commitment acts on whether an employee stays a member of the organization that is retained or leaves to pursue another job that is turns over.

The three types of organizational commitment. They include:

1. Continuance commitment

2. Normative commitment

3. Affective commitment

Continuance commitment

This is simply defined as one's (employee) desire to remain a member of an organization due to the fact that one is aware of the costs associated with leaving that particular job. This type of commitment is said to exists when there is a profit associated with staying and a cost associated with leaving an organization. It simply involves staying with an organization because you need to.

4 0
2 years ago
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